About the role
Advise on regulatory compliance and help design effective compliance programmes.
Advise on regulatory compliance and help design effective compliance programmes. This is a hybrid role based in New York, United States. The successful candidate will join the legal team and work closely with senior stakeholders.
Responsibilities
- Interpret regulations and advise business teams
- Develop policies and training
- Support regulatory examinations and inquiries
- Review marketing and product materials
Requirements
- 5+ years in financial-services regulation
- JD and admission to a US state bar
- Experience with federal and state regulators